Huatai Securities Asset Management Executive Reshuffle: Si Xiaobin Promoted to Vice General Manager; Multiple Management Team Changes Completed Within the Year

Recently, Huatai Securities (Shanghai) Asset Management Co., Ltd. announced a change in senior management personnel, with Xiaobin Si appointed as Vice General Manager, effective March 20, 2026. This internal promotion is the latest example of the management team’s intensive adjustments this year at Huatai Securities Asset Management.

Another Internal Promotion: Xiaobin Si Promoted from Director of Financing Business to Vice General Manager

The announcement shows that Xiaobin Si has extensive experience in the securities industry, having previously worked at China Jianyin Investment Securities, China Investment Securities, and China National Securities. In February 2016, he joined Huatai Securities (Shanghai) Asset Management Co., Ltd., serving as head of the Structured Financing Department and head of the Real Estate Fund Department. He is currently the Director of Financing Business and General Manager of the Real Estate Fund Department. Based on his background, Xiaobin Si has long been involved in asset securitization (ABS) and real estate investment, making him a core backbone in the company’s related business sectors.

His promotion to Vice General Manager signifies his formal entry into the company’s senior management team. Industry insiders point out that promoting a business line leader directly to Vice General Manager reflects the company’s strategic emphasis on asset securitization and real estate fund businesses. It also indicates Huatai Securities Asset Management’s tendency to select and develop senior executives internally.

This year, Huatai Securities (Shanghai) Asset Management has undergone multiple management adjustments. Former General Manager Jiang Xiaoyang was promoted to Chairman; Vice General Manager Zhu Qian was promoted to General Manager; Chief Risk Officer Qin Jie resigned, and Liu Bowen was appointed as the new Chief Risk Officer; Vice General Manager Pan Xi resigned.

Data source: Wind

Intensive Management Changes This Year: Jiang Xiaoyang Promoted to Chairman, Zhu Qian Becomes General Manager, Several Senior Executives Appointed

Since the beginning of this year, Huatai Securities Asset Management has experienced several key management changes. In February, Jiang Xiaoyang, the former General Manager, was promoted to Chairman, while Zhu Qian, the former Vice General Manager, became General Manager, completing a smooth leadership transition. In January, Chief Risk Officer Qin Jie resigned due to personal reasons and was succeeded by Liu Bowen. At the same time, Vice General Manager Pan Xi also resigned.

To date, Huatai Securities Asset Management has completed adjustments to several core positions, including Chairman, General Manager, Vice General Managers, and Chief Risk Officer. The new management team features a “internal promotion + professional matching” approach: Jiang Xiaoyang, who previously oversaw the company’s investment research operations, will continue to lead strategic direction as Chairman; Zhu Qian, who previously managed market and product lines, will oversee daily operations as General Manager; Liu Bowen’s appointment as Chief Risk Officer will help ensure compliance and risk control during business expansion; Xiaobin Si, an expert in ABS and real estate, will further strengthen related business sectors as he advances to Vice General Manager.

Huatai Securities (Shanghai) Asset Management Co., Ltd. was established on October 16, 2014, and is a wholly owned subsidiary of Huatai Securities Co., Ltd. The company has a registered capital of 2.6 billion yuan, with offices in Shanghai, Beijing, Nanjing, Shenzhen, and other locations. By the end of 2025, the fund assets under management reached 180.83 billion yuan, with non-monetary assets totaling 26.056 billion yuan, ranking 97th among 164 fund companies.

Data source: Wind

Current Key Members of the Company:

Data source: Wind

In the context of the securities asset management industry accelerating its shift toward active management, Huatai Securities Asset Management has continued to expand its ABS, public fund, and real estate investment businesses in recent years. This systematic management team adjustment is interpreted by the market as organizational preparation for the next stage of development. With the new management team in place, whether Huatai Securities Asset Management can consolidate its ABS business advantages while further enhancing active management capabilities and expanding its public fund product line remains a point of ongoing attention.

Note: Data in the article sourced from Wind and fund announcements; AI-assisted generation; funds carry risks, investment should be cautious!