Exclusive | Some banks' interface head notices reaffirm the regulations on proprietary funds investing in exchange-listed corporate bonds

WealthCoffee · 2026-03-27T05:56:03+00:00

Rumors that some banks' proprietary funds have suspended investments in certain corporate bonds have attracted market attention, but the Securities Association of China has denied any regulatory restrictions. At the same time, small and medium-sized banks have been notified to comply with regulations related to bond trading from 2019.

WealthCoffee

2026-03-27 05:56:03

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[Caixin] Commercial banks participate in bond investments mainly through two channels: proprietary funds and wealth management funds. Recently, there have been rumors in the market that some banks will suspend investments in certain corporate bond varieties on the exchange using proprietary funds.

On March 25, a relevant person from the Trading Association denied to Caixin the claim that “regulators do not allow banks to participate in investment in private placement bonds and asset-backed securities on the exchange.”

According to Caixin’s understanding, some small and medium-sized banks in certain provinces recently received verbal notices, with monetary regulatory authorities reiterating that institutions should implement the “Notice on Issues Related to Banks Participating in Bond Transactions on the Securities Exchange” issued in August 2019 (hereinafter referred to as the “Notice”).

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